606 Disclaimer
American Wealth Mangement's custodian RJA trades National Market System securities as a market-maker in the over-the-counter market. Pursuant to Rule 605 adopted by the Securities and Exchange Commission, RJA is presenting certain information with respect to orders executed as market maker in the over-the-counter market during the preceding month. You can obtain this information by accessing the link below.
For information regarding RJA’s Nasdaq Principal Trading operation please refer to: https://www.fisglobal.com/ptc/rule-605 and select the downloadable Raymond James and Associates file.
Our custodian who Raymond James & Associates, Inc. (RJA) also acts in an agency capacity for client orders in equity and option securities. Pursuant to Rule 606 adopted by the Securities and Exchange Commission, RJA is presenting certain information with respect to order routing practices by the firm during the preceding three months. You can obtain this information by accessing the link below.